The stability and effectiveness of the operational business functions of any FX and CFD firm can bring real customer-service and financial benefits, with internal processes, resources, and systems and controls across both the front and back-office environments essential to the experiences and expectations demanded by customers and other external stakeholders including regulators.
The conduct of business in an efficient and orderly manner provides an important corporate and customer protections, and enables firms to confidently deliver and adhere to expected levels and quality of management policy and business activity. For FX and CFD, firms this can typically embrace necessary trading execution and client reconciliations alongside other broader and prudent risk-management processes connected with client servicing/administration as well as regulatory capital adequacy etc.
We help firms in mapping and documenting internal governance processes to ensure key controls and customer metrics are suitably embedded to detect and/or prevent the inherent risks identified for the business.
We invite you to contact us today to discuss and see how we can help
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