An additional ‘Ad-Hoc’ range of project-based supporting services to keep a smooth running of your business

Our specific ‘Ad-Hoc’ supporting services are separately tailored to your business model and proportionally designed to your actual needs. These will typically embrace more complex and specialized project-based work tasks identified by or with clients, such as:

✓ Regulatory business plan
✓ Resolution & Recovery Plans (RRP)
✓ Client Assets (CASS) management policy and procedures
✓ Regulatory footprinting against the FCA Handbook
✓ FCA applications e.g. Authorisations, Variations of Permission (VoP), Changes in Control, Registration/Approval applications for individuals (SMF1, SMF3, SMF16, SMF17, etc).
✓ Client On-boarding processes and documentation
✓ Scoping and briefing for lawyers and other third-party advisers
✓ Wide range of bespoke training material and solutions
✓ ICARA framework and components e.g. Risk Register
✓ Regulatory inspection/visit planning e.g. mock interviews of key personnel
✓ Mergers & Acquisition or other third-party due-diligence

AND MANY MORE AVAILABLE TOO!

We have also teamed up with carefully selected third parties to offer a range of services to clients under specially negotiated terms

✓ Statuary annual audit
✓ Legal advice
✓ Tax advice
✓ Financial projections
✓ICARA risk management
✓ Skilled Person Review (s.166)
✓ Market data management
✓ Transaction reporting services

AND MANY MORE AVAILABLE TOO!